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Starting my own firm financial planning and investment advis

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Starting my own firm financial planning and investment advis

Postby elvina on Mon Jul 08, 2013 5:16 am

Hello I am wanting to start me own firm for financial planning and investment advisor.
Do I need to get my Series 6 or 7 or Series 63 or 65 I am really confused on what I need
You would think in college they would have covered this, but they didn’t . Also can you tell me what each series 6-7 etc is exactly for.
Thanks for your help in advance. RL



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401(k) plan advisor|401(k) plan consultant
elvina
 
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Joined: Sun Sep 30, 2012 11:18 pm

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